July 03, 2019 – This event is scheduled for Thursday, August 15, 2019 from 12:00 pm to 1:30 pm ET.

For further details, please visit:
https://www.theknowledgegroup.org/webcasts/handling-an-sec-enforcement-inquiry/

About Jared L. Kopel
Jared Kopel has represented clients in more than 100 SEC and other governmental or regulatory investigations. Jared has conducted internal corporate investigations and advised clients on compliance with the securities laws and SEC regulations. Jared also has successfully represented clients in securities class action and derivative litigation, as well as general business litigation.

Before joining Alto, Jared was a partner in the litigation group of Wilson Sonsini Goodrich & Rosati, and had his own law firm. Jared is also a former Branch Chief of the SEC’s Division of Enforcement. Jared has written numerous articles on securities law topics for The Recorder legal publication, Law360, The Review of Securities and Commodities Law and other publications. He also has written chapters for a well-recognized securities law treatise.

About Alto Litigation
Alto Litigation was founded five years ago by attorneys who had worked at major law firms, where they successfully represented Fortune 500 companies, start-ups and individuals. Alto represents technology companies, entrepreneurs, officers, directors, employees and shareholders in Silicon Valley and beyond in high-stakes litigation. Alto already has represented companies and individuals in high-profile, complex litigation and has been recognized as one of the top boutique law firms in California. Alto was a finalist for Benchmark Magazine’s San Francisco law firm of the year and Bahram Seyedin-Noor, Alto’s founder and managing partner, was selected as San Francisco attorney of the year.

Event Synopsis:
In response to the rapidly rising number of corporate scandals involving businesses and corporate executives, the Securities and Exchange Commission (SEC) continues to implement rigorous probes and enforcement actions over entities potentially violating federal securities laws. Key enforcement drivers include retail investor protection, cooperation, and the use of data analysis to identify wrongdoing.

An in-depth understanding of how the SEC’s Division of Enforcement conducts its investigation is crucial in devising an approach that will work best for a certain type of inquiry.

In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will present a comprehensive analysis of the SEC’s enforcement inquiry process. Speakers will also provide a practical guide on how to handle an enforcement inquiry considering the recent trends, developments, and legal issues surrounding this significant topic.

Key topics include:
• SEC Enforcement Inquiry Process – The Fundamentals
• Recent Trends and Legal Developments
• Risk Issues and Challenges
• Best Practices in Handling a Sec Enforcement Inquiry
• What Lies Ahead

About The Knowledge Group
The Knowledge Group is a leading provider of Continuing Legal Education, CLE, for lawyers, Continuing Professional Education, CPE, for accountants and a variety of other types of continuing education for other professions. Our mission is to deliver quality continuing education programs utilizing industry trends and the latest technology to communicate regulatory shifts and contributions made to different fields. Our insightful and engaging webcasts are brought to you by leading influencers to offer a multitude of perspectives and outlooks.

In bringing together thought leaders, regulators, and subject matter experts from around the world, The Knowledge Group strives to be the best-in-class provider of continuing education. The experts we engage with analyze the latest trends, insights, and developments in their industries to bring forth content you can’t get anywhere else.

We can be reached via our website, over the phone at (646) 844-0200 or email us at info ( @ ) theknowledgegroup dot org. We look forward to having you learn with The Knowledge Group.

###

Powered by WPeMatico